Professional expertise
+Pragmatism
=Success

The regulatory framework for the financial services industry is subject to dynamic change like hardly any other industry, and it is almost impossible to cope with it alone. It leads to a continuous need to adapt internal processes and requires constant updating of knowledge within your company. We are your competent partner and advisor and support you at all levels of regulatory requirements.

We provide comprehensive services for annual financial statement audits and audits under the German Securities Trading Act (WpHG), while partnering with specialized legal counsel to advise you on all aspects of supervisory law. Where needed, we can assume your internal audit, risk management, and compliance functions. We also guide you through the process of establishing your company, including the corresponding BaFin (German Federal Financial Supervisory Authority) license application. The regulatory requirements are implemented in a manner appropriate to the size of your company. With tailor-made processes in auditing and consulting, we help you to consistently exploit opportunities, but also to manage any risks. Our consulting and auditing approach is geared toward the specific challenges of the financial sector and is supported by state-of-the-art tools. We ensure the quality and efficiency of our work in particular through our competent and experienced employees, but also through the use of state-of-the-art auditing software, customized checklists, and sample reports.